Expanded question: What is the neurological basis of the fight, flight, freeze, and fawn responses, and what research has been conducted on these responses?

Answered on July 26, 2024
The fight, flight, freeze, and fawn responses are part of the body's innate defense mechanisms activated in response to perceived threats. These responses are mediated by complex neural circuits involving the amygdala, hypothalamus, and periaqueductal gray (PAG), among other brain regions.
Fight and Flight Responses:
The fight-or-flight response is primarily driven by the sympathetic nervous system, leading to increased heart rate, blood pressure, and energy mobilization. The amygdala plays a crucial role in threat detection and activates the hypothalamus, which in turn stimulates the adrenal medulla to release adrenaline. This cascade prepares the body for immediate action.[1-2]
Freeze Response:
Freezing is a form of behavioral inhibition characterized by parasympathetically dominated heart rate deceleration. It involves the amygdala's projections to the brainstem, particularly the PAG. Freezing allows for heightened sensory awareness and decision-making under threat. Neuroimaging studies in humans have shown that similar brain regions are involved in freezing as in animals, with fronto-amygdala connections being critical for shifting between freezing and active defensive modes.[3-4]
Fawn Response:
The fawn response, though less studied, involves behaviors aimed at appeasing the threat. It is thought to be mediated by social and affiliative neural circuits, including the prefrontal cortex and amygdala, which are involved in social behavior and emotional regulation.
Research Highlights:
1. Roelofs (2017) discusses the neurobiological mechanisms of freezing, emphasizing the role of the amygdala and PAG in both animals and humans.[3]
2. Fanselow (1994) outlines the neural organization of defensive behaviors, highlighting the role of the amygdala and midbrain structures in different fear responses.[1]
3. Tovote et al. (2016) identify specific midbrain circuits for defensive behaviors, including pathways from the amygdala to the PAG that mediate freezing.[4]
4. Kozlowska et al. (2015) describe the defense cascade, detailing the neural patterns of various defense responses, including fight, flight, and freeze.[2]
These studies collectively enhance our understanding of the neural circuits underlying these critical survival responses and their implications for stress-related psychopathologies.

References

1.
Neural Organization of the Defensive Behavior System Responsible for Fear.

Fanselow MS.

Psychonomic Bulletin & Review. 1994;1(4):429-38. doi:10.3758/BF03210947.

This paper applies the behavior systems approach to fear and defensive behavior, examining the neural circuitry controlling fear and defensive behavior from this vantage point. The defensive behavior system is viewed as having three modes that are activated by different levels of fear. Low levels of fear promote pre-encounter defenses, such as meal-pattern reorganization. Moderate levels of fear activate post-encounter defenses. For the rat, freezing is the dominant post-encounter defensive response. Since this mode of defense is activated by learned fear, forebrain structures such as the amygdala play a critical role in its organization. Projections from the amygdala to the ventral periaqueductal gray activate freezing. Extremely high levels of fear, such as those provoked by physical contact, elicit the vigorous active defenses that compose the circa-strike mode. Midbrain structures such as the dorsolateral periaqueductal gray and the superior colliculus play a crucial role in organizing this mode of defense. Inhibitory interactions between the structures mediating circa-strike and post-encounter defense allow for the rapid switching between defensive modes as the threatening situation varies.

2.
Fear and the Defense Cascade: Clinical Implications and Management.

Kozlowska K, Walker P, McLean L, Carrive P.

Harvard Review of Psychiatry. 2015 Jul-Aug;23(4):263-87. doi:10.1097/HRP.0000000000000065.

Evolution has endowed all humans with a continuum of innate, hard-wired, automatically activated defense behaviors, termed the defense cascade. Arousal is the first step in activating the defense cascade; flight or fight is an active defense response for dealing with threat; freezing is a flight-or-fight response put on hold; tonic immobility and collapsed immobility are responses of last resort to inescapable threat, when active defense responses have failed; and quiescent immobility is a state of quiescence that promotes rest and healing. Each of these defense reactions has a distinctive neural pattern mediated by a common neural pathway: activation and inhibition of particular functional components in the amygdala, hypothalamus, periaqueductal gray, and sympathetic and vagal nuclei. Unlike animals, which generally are able to restore their standard mode of functioning once the danger is past, humans often are not, and they may find themselves locked into the same, recurring pattern of response tied in with the original danger or trauma. Understanding the signature patterns of these innate responses--the particular components that combine to yield the given pattern of defense-is important for developing treatment interventions. Effective interventions aim to activate or deactivate one or more components of the signature neural pattern, thereby producing a shift in the neural pattern and, with it, in mind-body state. The process of shifting the neural pattern is the necessary first step in unlocking the patient's trauma response, in breaking the cycle of suffering, and in helping the patient to adapt to, and overcome, past trauma.

3.
Freeze for Action: Neurobiological Mechanisms in Animal and Human Freezing.

Roelofs K.

Philosophical Transactions of the Royal Society of London. Series B, Biological Sciences. 2017;372(1718):20160206. doi:10.1098/rstb.2016.0206. Copyright License: CC BY

Upon increasing levels of threat, animals activate qualitatively different defensive modes, including freezing and active fight-or-flight reactions. Whereas freezing is a form of behavioural inhibition accompanied by parasympathetically dominated heart rate deceleration, fight-or-flight reactions are associated with sympathetically driven heart rate acceleration. Despite the potential relevance of freezing for human stress-coping, its phenomenology and neurobiological underpinnings remain largely unexplored in humans. Studies in rodents have shown that freezing depends on amygdala projections to the brainstem (periaqueductal grey). Recent neuroimaging studies in humans have indicated that similar brain regions may be involved in human freezing. In addition, flexibly shifting between freezing and active defensive modes is critical for adequate stress-coping and relies on fronto-amygdala connections. This review paper presents a model detailing these neural mechanisms involved in freezing and the shift to fight-or-flight action. Freezing is not a passive state but rather a parasympathetic brake on the motor system, relevant to perception and action preparation. Study of these defensive responses in humans may advance insights into human stress-related psychopathologies characterized by rigidity in behavioural stress reactions. The paper therefore concludes with a research agenda to stimulate translational animal-human research in this emerging field of human defensive stress responses.This article is part of the themed issue 'Movement suppression: brain mechanisms for stopping and stillness'.

4.
Midbrain Circuits for Defensive Behaviour.

Tovote P, Esposito MS, Botta P, et al.

Nature. 2016;534(7606):206-12. doi:10.1038/nature17996.

Leading Journal

Survival in threatening situations depends on the selection and rapid execution of an appropriate active or passive defensive response, yet the underlying brain circuitry is not understood. Here we use circuit-based optogenetic, in vivo and in vitro electrophysiological, and neuroanatomical tracing methods to define midbrain periaqueductal grey circuits for specific defensive behaviours. We identify an inhibitory pathway from the central nucleus of the amygdala to the ventrolateral periaqueductal grey that produces freezing by disinhibition of ventrolateral periaqueductal grey excitatory outputs to pre-motor targets in the magnocellular nucleus of the medulla. In addition, we provide evidence for anatomical and functional interaction of this freezing pathway with long-range and local circuits mediating flight. Our data define the neuronal circuitry underlying the execution of freezing, an evolutionarily conserved defensive behaviour, which is expressed by many species including fish, rodents and primates. In humans, dysregulation of this 'survival circuit' has been implicated in anxiety-related disorders.